Kristine Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Jpmc Bank Na (Southwest)
  Walnut, CA
• 04/2013 → Present
  J.P. Morgan Securities Llc
  Walnut, CA

Previous Registrations

• 2012-07-23 → 2013-04-22
  U.S. Bancorp Advisors, Llc
  San Gabriel, CA
• 2011-10-12 → 2012-06-05
  Chase Investment Services Corp.
  Hacienda Heights, CA
  West Covina, CA
  Monterey Park, CA
  Diamond Bar, CA
  West Covina, CA
  Anaheim Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-10-10
• S63 Uniform Securities Agent State Law Examination
  2004-06-28

Other Names

• Guang Ying Li
• Kristine Zheng