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Kristine Lee

J.P. Morgan Securities LLC

Walnut, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-05-13
  • CA RA
    APPROVED
    Since 2013-05-13

Branch Locations

300 N Lemon Ave, Walnut, CA 91789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Walnut CA 04/2013 Present
J.P. Morgan Securities Llc Walnut CA 04/2013 Present
Previous Registrations
  • 2012-07-23 → 2013-04-22
    U.S. Bancorp Advisors, Llc
    San Gabriel, CA
  • 2011-10-12 → 2012-06-05
    Chase Investment Services Corp.
    Hacienda Heights, CA
    West Covina, CA
    Monterey Park, CA
    Diamond Bar, CA
    West Covina, CA
    Anaheim Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-10
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S66 Uniform Combined State Law Examination
    2011-10-10
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28
Other Names
  • Guang Ying Li
  • Kristine Zheng

View on SEC IAPD

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WORKLIFE VENTURES MANAGEMENT, LLC · WALNUT, CA
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BROOKSTONE WEALTH ADVISORS, LLC · Walnut, CA
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