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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-22 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wm Financial Services | Arroyo Grande | CA | 04/2004 | Present |
| Washington Mutual | Arroyo Grande | CA | 05/2002 | Present |
| J.P. Morgan Securities Llc | Santa Maria | CA | 10/2012 | Present |
| State Of Ca | Arroyo Grande | CA | 12/2014 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: STATE OF CA IHSS POSITION: CARE GIVER / PROVIDER START DATE: 11/12/2014 ADDRESS: 834 Arroyo Grande CA DETAILS: CARE GIVER TO MY PARENTS WHEN NEEDED HOURS DEDICATED (per month unless otherwise indicated): HRS NEEDED FOR MY PATENTS CARE, OUT SIDE OF MY BUSINESS HRS WITH JPMORGAN CHASEHOURS DURING TRADING: ZERO. INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-07 |
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