Dominic Francis Shea

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Norwich, NY
• 11/2016 → 01/2023
  Wells Fargo Clearing Services, Llc
  Norwich, NY
• 01/2023 → 03/2026
  Wells Fargo Advisors Financial Network, Llc
  Norwich, NY
• 03/2026 → Present
  &Partners
  Nashville, TN

Previous Registrations

• 2023-01-19 → 2026-03-16
  Wells Fargo Advisors Financial Network, Llc
  Norwich, NY
  Hendersonville, NC
• 2004-06-17 → 2023-01-19
  Wells Fargo Clearing Services, Llc
  Norwich, NY
  Norwich, NY
  Norwich, NY
  Hendersonville, NC

Other Businesses

DOMINIC SHEA INC. POSITION: President NATURE: Dominic Shea Inc. is an entity established for booking and managing expenses related to my &Partners practice for tax purposes. The entity will not be utilized for customer-facing business purposes, as all business activities are performed via my employment with &Partners LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2026 ADDRESS: Hendersonville, NC 28739, United States DESCRIPTION: President and sole member. I am responsible for booking and managing expenses related to my &Partners practice for tax purposes. The entity will not be utilized for customer-facing business purposes, as all business activities are performed via my employment with &Partners LLC. NORWICH WEALTH MANAGEMENT LLC POSITION: Managing Principle NATURE: The LLC will be maintained to manage expense not paid by &partners. There are no customer facing activities as all business activities are performed via my employment with &Partners. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/10/2026 ADDRESS: Norwich, NY 13815, United States DESCRIPTION: Dominic Shea Inc. is a member of the LLC. I am the sole member of Dominic Shea Inc. I am responsible as a 35% member to insure the proper payment of expenses, taxes and other obligations of the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-16