Nikki Von Lude

Current Employers

Employment History

• 07/2005 → 08/2019
  Lpl Financial, Llc
  Woodsfield, OH
• 08/2019 → 03/2023
  Securities America, Inc
  Woodsfield, OH
• 08/2019 → 03/2023
  Arbor Point Advisors
  Woodsfield, OH
• 03/2023 → Present
  Commonwealth Financial Services
  Woodsfield, OH

Previous Registrations

• 2019-08-01 → 2023-04-10
  Arbor Point Advisors
  Woodsfield, OH
  Woodsfield, OH
• 2007-02-22 → 2019-08-16
  Lpl Financial Llc
  Wheeling, WV
  Woodsfield, OH
  Woodsfield, OH
  Worthington, OH
  Gahanna, OH
  Lewisville, OH
  Fort Mill, SC
  Lewisville, OH

Other Businesses

Monroe County Community Foundation Position: Board Member Nature: Monroe County Community Foundation Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 06/01/2014 Address: 160 S MAIN ST, WOODSFIELD, OH 43793 Monroe County 4H Endowment Committee Position: Vice President/board member Nature: Monroe County 4H Endowment Committee Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 06/01/2007 Address: 101 N Main St, Woodsfield OH 43793 GBNJ, LLC. Position: Owner Nature: GBNJ, LLC. Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 07/09/2019 Address: 166 S Main St, Woodsfield OH 43754 7/1/2019 - GBNJ LLC - Investment Related - 166 S Main St, Woodsfield, OH 43793 - Real Estate Rental - Started 07/15/2019 - 5 Hours Per Month/3 Hours During Securities Trading - Purchasing a building that will have 3 units available for rent, and my office will relocate to this address. HERITAGE FINANCIAL & INVESTMENT--a DBA name Lude Farms, LLC, part owner of a family farm, farming BAKER ECONOMIC DEVELOPMENT & SCHOLARSHIP FUNDS POSITION: Committee member NATURE: Baker Education & Economic Development Fund for Monroe County - Board Member John & Lois Baker Scholarship Fund - Board Member I serve as a board member for grant making & scholarship purposes from these funds that are held at the Columbus Foundation and Foundation for Appalachian Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 1234 E. Broad Street, Columbus OH 43205 DESCRIPTION: I serve on a selection committee for making grants and scholarships out of these 2 funds. Part of the assets are held at the Columubus Foundation and part are held at the Foundation for appalachian Ohio. NOTARY POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2020 ADDRESS: 160 S. Main Street, Woodsfield OH 4379 DESCRIPTION: Notary APA POSITION: Investment Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2019 ADDRESS: 160 S. Main Street, Woodsfield OH 43793, United States DESCRIPTION: Solicit based on client needs INSURANCE SALES POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2019 ADDRESS: 160 S. Main Street, Woodsfield OH 43793, United States DESCRIPTION: Solicit based on client needs SKYVUE ELEMENTARY VOLLEYBALL COACH POSITION: Volleyball Coach NATURE: Coach INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2024 ADDRESS: 33329 Hartshorn Ridge Rd, Woodsfield, OH 45734 DESCRIPTION: Skyvue Elementary Volleyball Coach for 3rd and 4th graders

Exams

• S66 Uniform Combined State Law Examination
  2008-03-14

Designations

Other Names

• Nikki Von Baker