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Joshua C Woodby

Wells Fargo Clearing Services, LLC

Woodsfield, OH

Dublin, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-19
OH RA APPROVED 2017-12-08
  • TX RA
    APPROVED
    Since 2019-09-19
  • OH RA
    APPROVED
    Since 2017-12-08

Branch Locations

154 S Main St [Office Of Convenience], Woodsfield, OH 43793 • United States

6515 Longshore Loop Ste 200, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 12/2017
3 Wood Llc Columbus OH 01/2017 Present
Wells Fargo Clearing Services Llc Dublin OH 11/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-12-19
    J.P. Morgan Securities Llc
    Upper Arlington, OH
  • 2008-06-04 → 2012-10-01
    Chase Investment Services Corp.
    Grove City, OH
    Columbus, OH
    Grove City, OH
    Akron, OH
    Akron, OH
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-30
  • S66 Uniform Combined State Law Examination
    2008-05-30

View on SEC IAPD

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PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC

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Other Offices

COMMONWEALTH FINANCIAL SERVICES · Woodsfield, OH
HAZLETT, BURT & WATSON, INC. · BARNESVILLE, OH
OSAIC WEALTH, INC. · MOUNDSVILLE, WV
TRUIST ADVISORY SERVICES, INC. · MOUNDSVILLE, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Moundsville, WV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT CLAIRSVILLE, OH
PFS INVESTMENTS INC. · ST CLAIRSVILLE, OH
PNC WEALTH MANAGEMENT LLC · ST CLAIRSVILLE, OH

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