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Michael Timothy Drought

Rbc Capital Markets, LLC

Providence, RI

North Attleboro, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-25
RI RA APPROVED 2005-01-04
  • TX RA
    APPROVED_RES
    Since 2024-06-25
  • RI RA
    APPROVED
    Since 2005-01-04

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

North Attleboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Providence RI 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-08
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S65 Uniform Investment Adviser Law Examination
    2004-07-08
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17

View on SEC IAPD

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