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Roger Alan Curtis

Raymond James & Associates, Inc.

Birmingham, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-07-25
  • AL RA
    APPROVED
    Since 2024-07-25

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Birmingham AL 05/2016 02/2021
Truist Investment Services, Inc. Birmingham AL 02/2021 07/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2024
Raymond James & Associates Birmingham AL 07/2024 Present
  • 05/2016 → 02/2021
    Bb&T Securities
    Birmingham, AL
  • 02/2021 → 07/2024
    Truist Investment Services, Inc.
    Birmingham, AL
  • 02/2021 → 07/2024
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 07/2024 → Present
    Raymond James & Associates
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-29
  • S66 Uniform Combined State Law Examination
    2004-06-29
Other Names
  • R. Alan Curtis
  • R. Alan Curtis
  • Alan Curtis
  • Alan Curtis
  • Roger Curtis, Jr

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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USA FINANCIAL SECURITIES LLC

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THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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