Roger Alan Curtis

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 02/2021
  Bb&T Securities
  Birmingham, AL
• 02/2021 → 07/2024
  Truist Investment Services, Inc.
  Birmingham, AL
• 02/2021 → 07/2024
  Truist Advisory Services, Inc.
  Atlanta, GA
• 07/2024 → Present
  Raymond James & Associates
  Birmingham, AL

Previous Registrations

• 2021-02-17 → 2024-07-29
  Truist Advisory Services, Inc.
  Birmingham, AL
• 2016-05-20 → 2021-02-17
  Bb&T Securities, Llc
  Birmingham, AL
  Richmond, VA
• 2013-02-13 → 2016-05-25
  Raymond James & Associates, Inc.
  Birmingham, AL
• 2007-02-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Trussville, AL
  Birmingham, AL
  Birmingham, AL
• 2006-06-15 → 2007-02-13
  Amsouth Investment Management Company Llc
  Memphis, TN
• 2004-06-30 → 2006-06-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
  Birmingham, AL

Exams

• S66 Uniform Combined State Law Examination
  2004-06-29

Other Names

• R. Alan Curtis
• R. Alan Curtis
• Alan Curtis
• Alan Curtis
• Roger Curtis, Jr