Best Investors Account Sign in

Steven Joseph Hoag

Wells Fargo Clearing Services, LLC

Austin, TX

Austin, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-21
  • TX RA
    APPROVED
    Since 2018-06-21

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

4301 W William Cannon Dr Bldg L, Austin, TX 78749 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Austin TX 07/2011 06/2018
Wells Fargo Clearing Services, Llc San Antonio TX 06/2018 Present
Previous Registrations
  • 2011-03-03 → 2018-06-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    Los Gatos, CA
    Salinas, CA
    Los Gatos, CA
    San Jose, CA
    Austin, TX
    Austin, TX
  • 2009-06-01 → 2011-03-01
    Morgan Stanley
    San Jose, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Jose, CA
  • 2004-10-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-12
  • S66 Uniform Combined State Law Examination
    2004-08-12
Designations
Other Names
  • Steven Hoag

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor