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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-08-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1000 Orange Ave, Coronado, CA 92118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Coronado CA 10/2012 Present
Jpmorgan Chase Bank, N.A Coronado CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Coronado, CA
  • 2009-02-09 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
    Coronado, CA
    Coronado, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-07
S63 Uniform Securities Agent State Law Examination 2004-04-10
  • S65 Uniform Investment Adviser Law Examination
    2009-02-07
  • S63 Uniform Securities Agent State Law Examination
    2004-04-10
Designations
Other Names
  • Travis Carter Harrington

View on SEC IAPD

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