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Current Employers
Global Wealth Management Investment Advisory, Inc.

1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-23
FL RA APPROVED 2017-05-05
  • TX RA
    APPROVED_RES
    Since 2020-06-23
  • FL RA
    APPROVED
    Since 2017-05-05

Branch Locations

1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gf Investment Services, Llc Sarasota FL 11/2009 08/2017
Global Financial Private Capital Sarasota FL 11/2009 08/2017
Global Wealth Management Investment Advisory, Inc. Fort Lauderdale FL 02/2017 Present
Global Wealth Retirement Planning, Llc Fort Lauderdale FL 04/2011 Present
Madison Avenue Securities, Llc San Diego CA 08/2017 12/2023
Madison Avenue Securities San Diego CA 01/2025 12/2025
  • 11/2009 → 08/2017
    Gf Investment Services, Llc
    Sarasota, FL
  • 11/2009 → 08/2017
    Global Financial Private Capital
    Sarasota, FL
  • 02/2017 → Present
    Fort Lauderdale, FL
  • 04/2011 → Present
    Global Wealth Retirement Planning, Llc
    Fort Lauderdale, FL
  • 08/2017 → 12/2023
    Madison Avenue Securities, Llc
    San Diego, CA
  • 01/2025 → 12/2025
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
  • 2010-11-29 → 2018-04-19
    Global Financial Private Capital, Inc.
    Ft. Lauderdale, FL
    Sarasota, FL
Other Businesses

1.) NAME: GC HOLDINGS, LLC; INV RELATED:NO; ADDRESS:1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE:PERSONAL BUSINESS ACCOUNT (INCOME EXPENSES); POSITION:MANAGING MEMBER; START DATE:12/01/2015; HOURS/MONTH:20; TRADING HOURS/MONTH:20; DUTIES:OWNER 2.) NAME: GLOBAL WEALTH RETIREMENT PLANNING, LLC ; INV RELATED:YES; ADDRESS:1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE:INSURANCE AGENCY; POSITION:MANAGING DIRECTOR; START DATE:04/13/2017; HOURS/MONTH:20; TRADING HOURS/MONTH:20; DUTIES:OWNER 3.) NAME: GC MARKETING GROUP; INV RELATED:NO; ADDRESS:1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE: PAYING OUT MARKETING EXPENSES FOR THE FINANCIAL SERVICES OFFERED, CREATED FOR TAX PURPOSES. NO INCOME TO THE ENTITY IS FROM OUTSIDE SOURCES. ; POSITION:OWNER; START DATE:12/2018; HOURS/MONTH:20; TRADING HOURS/MONTH:20; DUTIES:MANAGEMENT 4.) NAME: GLOBAL MEDICARE SOLUTIONS: INV RELATED:NO; ADDRESS:1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE: MEDICARE; POSITION:OWNER; START DATE:5/2022; HOURS/MONTH:1; TRADING HOURS/MONTH:1; DUTIES:MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-22
S63 Uniform Securities Agent State Law Examination 2004-11-23
  • S65 Uniform Investment Adviser Law Examination
    2010-10-22
  • S63 Uniform Securities Agent State Law Examination
    2004-11-23
Other Names
  • Grant C Conness

View on SEC IAPD

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