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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED_RES | 2019-11-05 |
| RI | RA | APPROVED | 2019-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | 11/2017 |
| Janney Montgomery Scott, Llc | Mystic | CT | 11/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-18 |
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