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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-23
TX RA APPROVED_RES 2019-11-05
RI RA APPROVED 2019-10-16
  • CT RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2019-11-05
  • RI RA
    APPROVED
    Since 2019-10-16

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mystic CT 12/2014 11/2016
Wells Fargo Clearing Services, Llc Mystic CT 11/2016 11/2017
Janney Montgomery Scott, Llc Mystic CT 11/2017 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-18
  • S66 Uniform Combined State Law Examination
    2006-09-18
Other Names
  • Melissa Jean Whitman
  • Melissa Whitman
  • Melissa Jean Marr
  • Melissa Jean Whitman
  • Melissa J Marr
  • Missy Marr
  • Melissa Marr

View on SEC IAPD

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