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Delsin Dai Ling Ho

Wells Fargo Clearing Services, LLC

Vancouver, WA

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-23
OR RA APPROVED 2011-01-03
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • OR RA
    APPROVED
    Since 2011-01-03
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

700 Washington St Ste 501, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Vancouver WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Vancouver WA 11/2016 Present
Previous Registrations
  • 2010-09-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Vancouver, WA
  • 2009-05-02 → 2010-01-13
    Chase Investment Services Corp.
    Milwaukie, OR
    Hillsboro, OR
    Portland, OR
    Portland, OR
    Scappoose, OR
    Cornelius, OR
    Beaverton, OR
    St. Helens, OR
    Portland, OR
  • 2006-07-21 → 2009-05-02
    Wamu Investments, Inc.
    Cornelius, OR
    Beaverton, OR
    Portland, OR
    Scappoose, OR
    Portland, OR
    Hillsboro, OR
    Milwaukie, OR
    St. Helens, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-07
S63 Uniform Securities Agent State Law Examination 2004-04-15
  • S65 Uniform Investment Adviser Law Examination
    2006-04-07
  • S63 Uniform Securities Agent State Law Examination
    2004-04-15

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COLUMBIA RIVER FINANCIAL GROUP
LPL FINANCIAL LLC
ONEAMERICA SECURITIES, INC.

Other Investors

DARREN CLARK BLANCHARD
JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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