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Current Employers
Trustage Investment Management

5910 Mineral Point Rd, Madison, WI 53705 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-10-16
  • IA RA
    APPROVED
    Since 2019-10-16

Branch Locations

5910 Mineral Point Rd, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Madison IA 01/2004 Present
Cuna Brokerage Services, Inc. Waverly IA 01/2004 Present
  • 01/2004 → Present
    Cuna Mutual Group
    Madison, IA
  • 01/2004 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
Other Businesses

B.RICHARDS, RETAIL TUXEDO RENTAL BUSINESS OUT OF OUR HOME, NON-INVESTMENT RELATED, PARTNER, START DATE 3/2000, 1 hour per month, 0 HOURS DURING TRADING DAY, DUTIES INCLUDE: PARTNER, MARKETING, OPERATIONS, BOOKKEEPING, 308 4TH ST GRUNDY CENTER IA 50638 THE FUNKY BEAN BOUTIQUE - Reinbeck POSITION: Owner NATURE: Coffee Shop/Ladies Boutique INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 410 Main Street, Reinbeck IA 50669, United States DESCRIPTION: Payroll, inventory purchases and invoices THE FUNKY BEAN Boutique - Prairie Du Chien POSITION: Co-owner NATURE: Ladies Clothing and Coffee Shop INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 37505 US 18, Ste C, Prairie Du Chien WI 53821, United States DESCRIPTION: Payroll, inventory purchases and invoices The Funky Bean Boutique - Old Frenchtown Store POSITION: Co-owner NATURE: Ladies Clothing and Coffee Shop INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2026 Address: 32815 Co Rd K Prairie Du Chien WI 53821. Duties: Payroll, inventory purchases, invoices

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 2004-06-16
  • S65 Uniform Investment Adviser Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-06-16

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