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Spencer Robert Weaver

Charles Schwab & Co., Inc.

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2022-01-26
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Providence RI 07/2010 12/2022
Charles Schwab & Co., Inc. Scottsdale AZ 12/2022 Present
Charles Schwab Bank, Ssb Scottsdale AZ 07/2024 Present
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Providence, RI
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Scottsdale, AZ
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Scottsdale, AZ
Previous Registrations
  • 2006-04-25 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Providence, RI
    Scottsdale, AZ
    Scottsdale, AZ
  • 2006-02-03 → 2022-10-14
    Td Ameritrade, Inc.
    Scottsdale, AZ
    Providence, RI
  • 2005-12-07 → 2006-01-17
    Banc Of America Investment Services, Inc.
    Lincoln, RI
  • 2005-02-22 → 2005-08-18
    Morgan Stanley Dw Inc.
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-16
  • S66 Uniform Combined State Law Examination
    2005-02-16

View on SEC IAPD

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