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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-02-04 |
| TX | RA | APPROVED_RES | 2019-02-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cleveland | OH | 03/2009 | 09/2016 |
| Lpl Financial Llc | Avon Lake | OH | 09/2016 | Present |
| Stratos Wealth Partners | Westlake | OH | 09/2016 | 02/2019 |
(1) 3/1/2019 - MJ Rogers Real Estate, LLC - Investment Related - 32745 Walker Rd. Ste C, Avon Lake, Ohio 44012 - Real Estate Rental - Started 02/11/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Office Condo. (2) 09/09/2019 - MJRogers & Co. - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/05/2016 - 160 hrs/mo - 160 hrs during trading. (3) 08/17/2022- 173 NORMAN LLC- Not Investment Related- Lake, Ohio 44012- Real Estate Rental- Start Date- 08/09/2022- 1 Hours Per Month/ 0 Hours During Securities Trading (4) 08/17/2022- Rockon, LLC- Investment Related- 561 Moore Rd Avon Lake, Ohio 44012- Other - Business Owner- owner -Start Date- 01/03/2022- 1 Hours Per Month/ 0 Hours During Securities Trading (5) 05/02/2025 - SPAL - Investment Related - Real Estate Rental - Avon Lake, Ohio - Start Date:11/01/2019 - 1 Hrs/Mth - 0 Hrs During Trading. (6) 04/30/2025 - LBAL - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:02/17/2021 - 2 Hrs/Mth - 0 Hrs During Trading. (7) 04/30/2025 - Cond-Mor LLC - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:07/01/2024 - 1Hrs/Mth - 0 Hrs During Trading. (8) 04/30/2025 - LRAL - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:08/06/2018 - 1Hrs/Mth - 0 Hrs During Trading. (9) 09/29/2025- Real Estate Rental- INV Related- At Avon Lake, Ohio - Start date 08/01/2025 (10) 11/13/2025 - Cond-Mor 2, LLC - Real Estate Rental - Avon Lake, OH - Start Date 11/12/2025 - 1 hour per month/ 0 hours during trading (11) 07/08/2026 - GDSL, LLC - Real Estate Rental - Investment Related - Sheffield Lake, Ohio - Start Date 06/30/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-23 |
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