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Michael J Rogers

LPl Financial LLC

Avon Lake, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-04
TX RA APPROVED_RES 2019-02-04
  • OH RA
    APPROVED
    Since 2019-02-04
  • TX RA
    APPROVED_RES
    Since 2019-02-04

Branch Locations

32745 Walker Rd Ste C, Avon Lake, OH 44012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cleveland OH 03/2009 09/2016
Lpl Financial Llc Avon Lake OH 09/2016 Present
Stratos Wealth Partners Westlake OH 09/2016 02/2019
  • 03/2009 → 09/2016
    Fifth Third Securities
    Cleveland, OH
  • 09/2016 → Present
    Avon Lake, OH
  • 09/2016 → 02/2019
    Stratos Wealth Partners
    Westlake, OH
Previous Registrations
  • 2016-09-02 → 2022-08-04
    Westlake, OH
  • 2009-03-23 → 2016-09-12
    Lakewood, OH
    Cleveland, OH
    Cleveland Hts., OH
    Lyndhurst, OH
    Cleveland, OH
    Westlake, OH
    Rocky River, OH
    Brooklyn, OH
    Lakewood, OH
    Cleveland, OH
    Cleveland, OH
    Brooklyn, OH
    Lakewood, OH
    Cleveland, OH
    Lakewood, OH
    Fairview Park, OH
    Brooklyn, OH
    Cleveland, OH
    Cleveland, OH
    Brooklyn, OH
    Lakewood, OH
    Lakewood, OH
    Cleveland, OH
    Cleveland, OH
  • 2008-05-19 → 2009-03-04
    Chase Investment Services Corp.
    Rocky River, OH
    Lorain, OH
  • 2007-01-24 → 2008-03-27
    Invest Financial Corporation
    Cleveland, OH
    Westlake, OH
    Cleveland, OH
    Rocky River, OH
    North Olmsted, OH
    Garfield Heights, OH
  • 2006-01-04 → 2007-01-16
    Brecksville, OH
    Parma, OH
    Cleveland, OH
    Brooklyn, OH
  • 2005-12-06 → 2005-12-31
    Keybanc Capital Markets Inc.
    Cleveland, OH
  • 2004-06-28 → 2005-12-08
    Cleveland, OH
Other Businesses

(1) 3/1/2019 - MJ Rogers Real Estate, LLC - Investment Related - 32745 Walker Rd. Ste C, Avon Lake, Ohio 44012 - Real Estate Rental - Started 02/11/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Office Condo. (2) 09/09/2019 - MJRogers & Co. - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/05/2016 - 160 hrs/mo - 160 hrs during trading. (3) 08/17/2022- 173 NORMAN LLC- Not Investment Related- Lake, Ohio 44012- Real Estate Rental- Start Date- 08/09/2022- 1 Hours Per Month/ 0 Hours During Securities Trading (4) 08/17/2022- Rockon, LLC- Investment Related- 561 Moore Rd Avon Lake, Ohio 44012- Other - Business Owner- owner -Start Date- 01/03/2022- 1 Hours Per Month/ 0 Hours During Securities Trading (5) 05/02/2025 - SPAL - Investment Related - Real Estate Rental - Avon Lake, Ohio - Start Date:11/01/2019 - 1 Hrs/Mth - 0 Hrs During Trading. (6) 04/30/2025 - LBAL - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:02/17/2021 - 2 Hrs/Mth - 0 Hrs During Trading. (7) 04/30/2025 - Cond-Mor LLC - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:07/01/2024 - 1Hrs/Mth - 0 Hrs During Trading. (8) 04/30/2025 - LRAL - Investment Related - Real Estate Rental - Avon, Ohio - Start Date:08/06/2018 - 1Hrs/Mth - 0 Hrs During Trading. (9) 09/29/2025- Real Estate Rental- INV Related- At Avon Lake, Ohio - Start date 08/01/2025 (10) 11/13/2025 - Cond-Mor 2, LLC - Real Estate Rental - Avon Lake, OH - Start Date 11/12/2025 - 1 hour per month/ 0 hours during trading (11) 07/08/2026 - GDSL, LLC - Real Estate Rental - Investment Related - Sheffield Lake, Ohio - Start Date 06/30/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-23
  • S66 Uniform Combined State Law Examination
    2004-06-23

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