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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-03 |
| AR | RA | APPROVED | 2017-01-19 |
Branch Locations
10720 N Rodney Parham Rd #B4, Little Rock, AR 72212-4177 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Little Rock | AR | 04/2004 | Present |
| Cwm, Llc | Little Rock | AR | 02/2014 | 02/2017 |
1. 3/24/2008 - No Business Name - Investment Related - ACT IN A FIDUCIARY CAPACITY - TIME SPENT 0% - SUCCESSOR TRUSTEE FOR PARENTS - RICHARD AND SUZANNE ISROFF. 2. 3/17/2016 - NetWorth Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 04/01/2016 - 40 Hours Per Month/30 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-07 |
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