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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
  • TX RA
    APPROVED
    Since 2022-11-11

Branch Locations

10800 Pecan Park Blvd Ste 415, Austin, TX 78750-1224 • United States

2900 Commercial Center Blvd Ste 110, Katy, TX 77494-6581 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 03/2004 04/2018
Edward Jones St Louis MO 04/2018 11/2022
Ameriprise Financial Services, Llc Katy TX 11/2022 Present
Previous Registrations
  • 2018-04-02 → 2022-11-14
    Katy, TX
  • 2004-06-21 → 2018-04-03
    Austin, TX
    Sugar Land, TX
    Dallas, TX
    Richardson, TX
    Austin, TX
  • 2009-07-21 → 2009-10-14
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Other Businesses

Outside Employment; My Boy Blue LLC; Financial Advisor; Manage advisory business; 8310-1 N. Capital of Texas Hwy, #360, Austin, TX, 78731; Investment-Related; 08/18/2022; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-18
  • S66 Uniform Combined State Law Examination
    2004-06-18
Other Names
  • Tom Ballard
  • Thomas Stewart Ballard
  • Thomas S Ballard
  • Tom Stewart Ballard
  • Tom Ballard
  • Thomas Ballard

View on SEC IAPD

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