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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2018-08-21 |
Branch Locations
5730 Commons Park Drive, East Syracuse, NY 13057 • United States
Baldwinsville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | East Syracuse | NY | 10/2006 | Present |
1. 3/02/2011: NO BUSINESS NAME - INV REL - Act in a Fiduciary Capacity - NO TIME SPENT - I AM NAMED AS EXECUTOR OF MY HUSBAND, MARK WILLIAM ARRIA'S ESTATE. 2. 3/28/2016: Urist Financial & Retirement Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/19/2016 - 160 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-09 |
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