Best Investors Account Sign in

Mary Elizabeth Sullivan

Raymond James & Associates, Inc.

Birmingham, AL

CRD 4775885

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
AL RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2025-10-24
  • AL RA
    APPROVED
    Since 2024-10-22

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 09/2025
Raymond James & Associates, Inc. Birmingham AL 09/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 2011-01-19
  • S65 Uniform Investment Adviser Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    2011-01-19

View on SEC IAPD

Nearby Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY

Nearby Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks

Nearby Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL

More in Birmingham, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor