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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Home Savings Bank | Sandusky | OH | 03/2015 | 10/2019 |
| Cetera Investment Advisors Llc | Sandusky | OH | 10/2016 | 10/2019 |
| Citizens Financial Group | Maumee | OH | 01/2020 | 03/2021 |
| Citizens Securities Inc. | Maumee | OH | 01/2020 | 12/2020 |
| Cuna Brokerage Services, Inc | Oregon | OH | 03/2021 | 04/2022 |
| Surge Staffing, Llc | Norwalk | OH | 10/2019 | 10/2019 |
| Westaff / Employbridge | Norwalk | OH | 11/2019 | 10/2020 |
| Toledo Building Services | Toledo | OH | 06/2020 | 11/2021 |
| Walmart | Norwalk | OH | 12/2019 | 03/2020 |
| Clean Team Inc. | Holland | OH | 11/2021 | 03/2022 |
| General Nutrition | Westlake | OH | 12/2019 | 12/2019 |
| Fedex Ground | Toledo | OH | 05/2020 | 06/2020 |
| Jp Morgan Chase Bank, N.A. | Lorain | OH | 05/2022 | 08/2023 |
| Jp Morgan Securities, Llc | Lorain | OH | 05/2022 | 08/2023 |
| Northwest Bank | Avon Lake | OH | 08/2023 | 02/2024 |
| Northwest Investment Services | Avon Lake | OH | 08/2023 | 02/2024 |
| Lpl Financial Llc | Avon Lake | OH | 08/2023 | 02/2024 |
| Corecap Advisors, Llc | Southfield | MI | 02/2024 | 11/2025 |
| Corecap Investments, Llc | Southfield | MI | 02/2024 | 11/2025 |
| Skolnik Retirement Solutions | Amherst | OH | 02/2024 | 11/2025 |
| Lpl Enterprise Llc | Norwalk | OH | 12/2025 | Present |
| Sun Federal Credit Union | Oregon | OH | 03/2021 | 04/2022 |
1. 11/28/2025 - ME2 Properties LLC - Business Entity For Tax/Investment Purposes Only - Norwalk OH - Not investment related - OBA start date: 09/09/2025 - 5 Hour(s)/Month - 5 Hour(s) During Trading 2. 11/28/2025 - Opal Investment Opportunities LLC - Business Entity For Tax/Investment Purposes Only - Norwalk OH - Not investment related - OBA start date: 08/07/2025 - 0 Hour(s)/Month - 0 Hour(s) During Trading 3. 11/28/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Norwalk OH - Investment related - OBA start date: 11/17/2025 - 160 Hour(s)/Month -160 Hour(s) During Trading 4. 11/28/2025 - Michael Elmore, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Norwalk OH - Investment related - OBA start date: 11/17/2025 - 160 Hour(s)/Month -160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-10 |
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