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Brett Richard Kinzel

Sanctuary Advisors, LLC

Sandusky, OH

CRD 2459657

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-28
SC RA APPROVED 2025-05-15
OH RA APPROVED 2025-05-09
TX RA APPROVED 2025-05-09
  • FL RA
    APPROVED
    Since 2025-05-28
  • SC RA
    APPROVED
    Since 2025-05-15
  • OH RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2025-05-09

Branch Locations

111 E Shoreline Drive Suite 3, Sandusky, OH 44870 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Sylvania OH 05/2009 05/2025
Sanctuary Securities, Inc. Sandusky OH 05/2025 Present
Sanctuary Advisors Llc Sandusky OH 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-11
S65 Uniform Investment Adviser Law Examination 1994-04-05
  • S63 Uniform Securities Agent State Law Examination
    1994-04-11
  • S65 Uniform Investment Adviser Law Examination
    1994-04-05
Other Names
  • Brett R Kinzel

View on SEC IAPD

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