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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-28 |
| SC | RA | APPROVED | 2025-05-15 |
| OH | RA | APPROVED | 2025-05-09 |
| TX | RA | APPROVED | 2025-05-09 |
Branch Locations
111 E Shoreline Drive Suite 3, Sandusky, OH 44870 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Sylvania | OH | 05/2009 | 05/2025 |
| Sanctuary Securities, Inc. | Sandusky | OH | 05/2025 | Present |
| Sanctuary Advisors Llc | Sandusky | OH | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-05 |
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