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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-01 |
| OH | RA | APPROVED | 2017-09-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandusky Newspapers Inc. | Sandusky | OH | 09/2009 | 04/2017 |
| Stifel Nicolaus & Co Inc | Sandusky | OH | 07/2017 | Present |
1. Sandusky State Theatre; 107 Columbus Ave, Sandusky, OH 44870; Community Theater - Entertainment / Education; Board of Directors; Provide direction and oversite of the Executive Director and staff; 02/14/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Burn (Music Group / Band); 2513 Cleveland Road East Huron, OH 44839; Entertainment; Drummer / Sound Engineer; 06/02/2026; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
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