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Calvin Lee Thompson

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
PA RA APPROVED 2025-05-07
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • PA RA
    APPROVED
    Since 2025-05-07

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Philadelphia PA 07/2012 03/2025
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 07/2012 03/2025
The Vanguard Group, Inc. Malvern PA 04/2025 Present
Vanguard Marketing Corporation Malvern PA 04/2025 Present
Vanguard Advisers, Inc. Malvern PA 04/2025 Present
Previous Registrations
  • 2012-07-31 → 2025-01-31
    Tiaa-Cref Individual & Institutional Services, Llc
    Philadelphia, PA
    Downingtown, PA
  • 2004-01-01 → 2012-05-30
    Pnc Wealth Management Llc
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
  • 2003-05-23 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03
Other Names
  • Calvin L Thompson
  • Calvin Thompson

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
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