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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
3987 Hamilton Middletown Road Unit C, Hamilton, OH 45011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hamilton | OH | 03/2004 | 11/2024 |
| Prudential Insurance Company Of America | Hamilton | OH | 03/2004 | Present |
| Lpl Enterprise, Llc | Hamilton | OH | 11/2024 | Present |
1. 09/25/2024; THE HARTFORD; non variable ins; yes inv related; 0 hr/mo non trading; 0 hr/mo trading; 05/31/2017 GENERAL HEALTH INSURANCE POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/05/2017 ADDRESS: 3140 Cypress Hill Dr, Hamilton OH 45011, United States DESCRIPTION: Sales and servicing health and disability insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-26 |
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