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11201 Se 8Th Street, Suite 105, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-26 |
Branch Locations
520 South Main Street, Suite A, Findlay, OH 45840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Findlay | OH | 10/2007 | 08/2017 |
| Voya Financial Advisors | Findlay | OH | 08/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 11/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2025 | Present |
| Asset One Wealth Management | Findlay | OH | 11/2025 | Present |
1) Asset One Wealth Management dba AK Wealth Management; Investment related; At Registered Location; RIA; IAR; 11/2025; 150; 150; Advisor. 2) Fixed Insurance; Investment related; At Registered Location; Fixed/Traditional Insurance; Agent; 11/2025; 10; 10; Sales of Fixed/Traditional Insurance Products. 3) Tark Leasing LLC; Not investment related; 524 South Main St Findlay, OH 45840; Operating LLC/Support Company; 08/2025; 1; 0; Leasing equipment as owner. 4) Truly Natural Therapies; Not investment related; 524 South Main St Findlay, OH 45840; Spa Owner; Owner; 08/2025; 10; 0; Oversee business functions and staff. 5) Midstream, LLC; Not investment related; 8128 Ash Ridge Lane Findlay, OH 45840; Operating LLC/Support Company; Owner; 06/2018; 1; 0; Operating Member. 6) Midstream 2, LLC; Not investment related; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate Rental/Commercia;/Property/Management Services; Owner; 09/2008; 5; 0; Owner-collecting rent. 7) Midstream 3, LLC; Not investment related; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate Rental/Commercial/Property/Management Services; Owner; 08/2019; 1; 0; Collecting Rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
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