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Marina L Moths

Spectrum Investment Advisors, Inc.

Mequon, WI

CRD 4774875

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Employer firm

Spectrum Investment Advisors, Inc. CRD 108669

$1.06B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-22
  • WI RA
    APPROVED
    Since 2024-11-22

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Investment Distributors, Llc/One America Milwaukee, WI 02/2014 06/2017
Oneamerica Securities Milwaukee WI 06/2017 04/2024
Spectrum Investment Advisors Inc Mequon WI 05/2024 Present
  • 02/2014 → 06/2017
    Bmo Investment Distributors, Llc/One America
    Milwaukee,, WI
  • 06/2017 → 04/2024
    Oneamerica Securities
    Milwaukee, WI
  • 05/2024 → Present
    Mequon, WI
Other Businesses

Owner: Rental property, Milwaukee, WI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2004-07-15
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2004-07-15
Other Names
  • Marina L Centeno
  • Marina L Centeno

View on SEC IAPD

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