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6329 West Mequon Road, Mequon, WI 53092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Investment Distributors, Llc/One America | Milwaukee, | WI | 02/2014 | 06/2017 |
| Oneamerica Securities | Milwaukee | WI | 06/2017 | 04/2024 |
| Spectrum Investment Advisors Inc | Mequon | WI | 05/2024 | Present |
Owner: Rental property, Milwaukee, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-15 |
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