Roger Allen Pikul

Current Employers

Employment History

• 04/2006 → 10/2017
  National Planning Corporation
  Middleton, NY
• 10/2017 → 06/2024
  Securities America Inc.
  Goshen, NY
• 10/2017 → 06/2024
  Securities America Advisors
  Goshen, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Goshen, NY

Previous Registrations

• 2017-10-23 → 2024-06-14
  Securities America Advisors, Inc.
  Goshen, NY
  Goshen, NY
• 2012-08-01 → 2017-11-08
  National Planning Corporation
  Goshen, NY
  Middletown, NY
  Wappingers Falls, NY

Other Businesses

**Name: Angela Pikul Trust Position: trustee Nature: Angela Pikul Trust: Trustee on Mothers trust Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 03/01/2017 Address: 216 greeves rd., new Hampton NY 10958 Description: trustee on mother trust. Involves property and will have a brokerage account at sa in the future. Also have joint checking and savings account and brokerage account with mother and 2 brothers for estate planning. **DBA - Select Wealth Partners **ROGER PIKUL POSITION: owner/ agent NATURE: appointments with various insurance companies for sales of life accident and health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 9 START DATE: 06/01/2006 ADDRESS: 2354 state rt-17A, Goshen NY 10924, United States DESCRIPTION: sales of insurance **RKP CONSULTING POSITION: all activities in running a business NATURE: RKP Consulting- consulting sales- partner/ llc member 50% Wife Karen pikul other %)% member any and all activities associated with running a business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: 216 Greeves rd, New Hampton NY 10958 DESCRIPTION: All my business income & expences from insurance sales, and investment income are paid from this business, my wife also has consulting business for dentists and dental hygienists that income and expenses go to this business **SELECT WEALTH PARTNERS POSITION: partner NATURE: marketing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2022 ADDRESS: 2354 State rt NY-17A, Goshen NY 10924 DESCRIPTION: Marketing & Training ***SELECT TAX & ACCOUNTING TEAM (STAT) POSITION: treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/24/2024 ADDRESS: 2354 State Route 17A, Goshen NY 10924, United States DESCRIPTION: overview of the business

Exams

• S66 Uniform Combined State Law Examination
  2012-06-18
• S63 Uniform Securities Agent State Law Examination
  2004-06-03

Other Names

• Roger Allen Pikul
• Roger Allen Pikul