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Daniel Patrick O'KEefe

On Investment Management Co

Cincinnati, OH

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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-08
  • OH RA
    APPROVED
    Since 2023-02-08

Branch Locations

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O. N. Equity Sales Company Cincinnati OH 09/2013 Present
  • 09/2013 → Present
    The O. N. Equity Sales Company
    Cincinnati, OH
Previous Registrations
  • 2011-12-22 → 2013-09-05
    Lincoln Investment
    Farmington Hills, MI
    Cincinnati, OH
    Fort Washington, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-21
S63 Uniform Securities Agent State Law Examination 2006-05-23
  • S66 Uniform Combined State Law Examination
    2011-12-21
  • S63 Uniform Securities Agent State Law Examination
    2006-05-23

View on SEC IAPD

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ANDERS KRISTIAN JUEL
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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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