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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Plymouth Meeting PA 12/2015 03/2019
Citadel Federal Credit Union West Chester PA 03/2019 08/2021
Cuso Financial Services, Lp San Diego CA 03/2019 08/2021
The Prudential Insurance Company Of America Exton PA 05/2024 Present
Pruco Securities Llc Exton PA 05/2024 11/2024
Unemployed West Grove PA 08/2021 03/2022
Mellberg Tucson AZ 03/2022 05/2024
Lpl Enterprise, Llc Exton PA 11/2024 Present
  • 12/2015 → 03/2019
    Plymouth Meeting, PA
  • 03/2019 → 08/2021
    Citadel Federal Credit Union
    West Chester, PA
  • 03/2019 → 08/2021
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Exton, PA
  • 05/2024 → 11/2024
    Exton, PA
  • 08/2021 → 03/2022
    Unemployed
    West Grove, PA
  • 03/2022 → 05/2024
    Mellberg
    Tucson, AZ
  • 11/2024 → Present
    Exton, PA
Previous Registrations
  • 2024-06-13 → 2024-11-14
    Exton, PA
    Warrington, PA
  • 2019-03-26 → 2020-07-31
    Cuso Financial Services, L.P.
    West Chester, PA
    San Diego, CA
    Paoli, PA
  • 2016-01-04 → 2018-03-01
    Plymouth Meeting, PA
    Philadelphia, PA
    Philadelphia, PA
    Newtown Sq, PA
    Newtown Square, PA
    Newtown Sq, PA
    Conshohocken, PA
    Havertown, PA
  • 2014-09-25 → 2016-01-11
    Wayne, PA
  • 2013-05-15 → 2014-01-15
    Invest Financial Corporation
    Philadelphia, PA
  • 2010-10-13 → 2011-08-11
    Invest Financial Corporation
    Philadelphia, PA
  • 2008-03-11 → 2008-12-31
    Wilmington, DE
Other Businesses

1) 04/24/2025-RTR Services-Owner-Not inv related-Start date 12/01/2013-1hrs/mth-0hrs/mth during trading 2) 05/01/2025-Callahan Insurance Trust-Trustee-Inv related-At West Grove, PA-Start date 11/01/2008-1hrs/mth-0hrs/mth during trading 3) 04/24/2025-RTR Services-Business Owner-Private ATM-Not inv related-At West Grove, PA-Start date 01/01/2012-1hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2004-09-28
  • S66 Uniform Combined State Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2004-09-28

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