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Jean Ann Brown

Captrust

Tampa, FL

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-08
  • FL RA
    APPROVED
    Since 2019-02-08

Branch Locations

400 N Tampa St Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 07/2016 11/2018
Capfinancial Securities Llc Raleigh NC 12/2018 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 12/2018 Present
  • 07/2016 → 11/2018
    Calton & Associates, Inc.
    Tampa, FL
  • 12/2018 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 12/2018 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2016-07-26 → 2018-11-27
    Calton & Associates, Inc.
    Tampa, FL
    Montclair, NJ
  • 2013-07-01 → 2014-08-26
    Sii Investments, Inc.
    Appleton, WI
  • 2011-06-29 → 2014-08-18
    Invest Financial Corporation
    Appleton, WI
  • 2010-06-09 → 2011-03-14
    Summit Financial Group Inc
    Tampa, FL
  • 2009-07-15 → 2010-03-26
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-06
  • S66 Uniform Combined State Law Examination
    2009-07-06
Other Names
  • Jeannie Dugan
  • Jeannie Volbert
  • Jeannie Brown

View on SEC IAPD

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