Gregg Kleinman

Employer firm

Global Wealth Management Investment Advisory, Inc. CRD 286005

$723M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2021
  Morgan Stanley Smith Barney
  Boca Raton, FL
• 04/2022 → 12/2023
  Madison Avenue Securities
  San Diego, CA
• 05/2021 → 04/2022
  Unemployed
  Tamarac, FL
• 04/2022 → Present
  Global Wealth Management Investment Advisory, Inc.
  Fort Lauderdale, FL
• 01/2025 → 12/2025
  Madison Avenue Securities, Llc
  San Diego, CA
• 04/2022 → Present
  Global Wealth Retirement Planning, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2009-06-01 → 2021-06-07
  Morgan Stanley
  Boca Raton, FL
• 2007-02-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Coral Springs, FL

Other Businesses

NAME: GLOBAL WEALTH RETIREMENT PLANNING, LLC; INV RELATED:YES; ADDRESS:1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301; NATURE: INSURANCE AGENCY-LIFE/HEALTH/ANNUITIES; POSITION:FINANCIAL ADVISOR; START DATE:5/2015; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:WEALTH ADVISOR.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16
• S63 Uniform Securities Agent State Law Examination
  2004-06-14

Designations

• Certified Financial Planner

Other Names

• Gregg Corey Kleinman