Daniel Seghi

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-20
FL	RA	APPROVED	2023-10-16

TX RA
APPROVED_RES

Since 2025-06-20
FL RA
APPROVED

Since 2023-10-16

Branch Locations

4900 S University Dr Ste 202, Davie, FL 33328-3808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Brooklyn	NY	02/2015	12/2018
Iberia Bank / First Horizon Advisors	Fort Lauderdale	FL	12/2018	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frontenac	MO	07/2022	03/2023
Infinex Investments, Inc.	Meriden	CT	04/2023	10/2023
First Bank	Swansea	IL	04/2023	10/2023
Edward Jones	St Louis	MO	10/2023	Present

02/2015 → 12/2018

Citigroup

Brooklyn, NY
12/2018 → 07/2022

Iberia Bank / First Horizon Advisors

Fort Lauderdale, FL
07/2022 → 03/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frontenac, MO
04/2023 → 10/2023

Infinex Investments, Inc.

Meriden, CT
04/2023 → 10/2023

First Bank

Swansea, IL
10/2023 → Present

Edward Jones

St Louis, MO

Previous Registrations

2023-04-03 → 2023-10-10

Osaic Institutions, Inc.

Swansea, IL
2022-08-22 → 2023-04-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Quincy, IL

Swansea, IL

Frontenac, MO
2021-01-25 → 2022-08-01

First Horizon Advisors, Inc.

Memphis, TN

Fort Lauderdale, FL

Fort Lauderdale, FL

Boca Raton, FL
2018-12-05 → 2021-01-22

Osaic Institutions, Inc.

Fort Lauderdale, FL
2015-03-02 → 2018-12-27

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY

Long Island City, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

Fort Lee, NJ

Miami, FL

Miami, FL

Miami Beach, FL

Miami, FL

Coral Springs, FL

Dania, FL
2015-01-28 → 2015-02-27

Capital One Advisors, Llc

Seattle, WA
2013-12-26 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY
2013-09-26 → 2013-12-12

Morgan Stanley

Garden City, NY
2012-06-01 → 2012-08-08

First Empire Asset Management, Inc

Hauppauge, NY
2008-12-17 → 2010-03-08

Oppenheimer & Co. Inc.

Fort Lauderdale, FL
2007-05-16 → 2008-12-18

Charles Schwab & Co., Inc.

Fort Lauderdale, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-25
S65	Uniform Investment Adviser Law Examination	2007-03-28
S63	Uniform Securities Agent State Law Examination	2004-06-07

S66 Uniform Combined State Law Examination

2013-04-25
S65 Uniform Investment Adviser Law Examination

2007-03-28
S63 Uniform Securities Agent State Law Examination

2004-06-07

Other Names

Daniel Menachem Seghi
Daniel M Seghi

View on SEC IAPD

Other Firms

MOULY FINANCIAL MANAGEMENT, INC.

PRINCIPAL SECURITIES, INC.

OSAIC WEALTH, INC.

CANNON GLOBAL INVESTMENT MANAGEMENT, LLC

SEDG FINANCIAL SERVICES CORP.

FIRST COMMAND ADVISORY SERVICES

SPROUT CAPITAL PARTNERS MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

Other Investors

EILEEN LOUISE MOULY

JOHN THOMAS CULLEN

DAVID ANDREW KNIERIM

KEVIN MICHAEL WEHN

JOSE MANUEL MATEO

FRANK JEFFERIES HELD

Other Offices

MOULY FINANCIAL MANAGEMENT, INC. · DAVIE, FL

PRINCIPAL SECURITIES, INC. · DAVIE, FL

OSAIC WEALTH, INC. · DAVIE, FL

CANNON GLOBAL INVESTMENT MANAGEMENT, LLC · DAVIE, FL

SEDG FINANCIAL SERVICES CORP. · DAVIE, FL

OSAIC WEALTH, INC. · DAVIE, FL

FIRST COMMAND ADVISORY SERVICES · Davie, FL

SPROUT CAPITAL PARTNERS MANAGEMENT, LLC · COOPER CITY, FL

More in Davie, FL

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