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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-01 |
| WA | RA | APPROVED | 2025-06-24 |
Branch Locations
5225 Borgen Blvd Nw, Gig Harbor, WA 98332 • United States
4350 Se Mile Hill Dr, Port Orchard, WA 98366 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Renton | WA | 08/2024 | 06/2025 |
| Global Credit Union | Renton | WA | 04/2022 | 11/2023 |
| Wells Fargo Bank | Tacoma | WA | 07/2001 | 04/2022 |
| Unemployed | Gig Harbor | WA | 12/2023 | 07/2024 |
| J.P. Morgan Securities Llc | Bainbridge Island | WA | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Bainbridge Island | WA | 06/2025 | Present |
| Keycorp And Its Affiliates | Renton | WA | 08/2024 | 06/2025 |
Entity Name: TikTok Investment related: No Address: www.tiktok.com Nature of the other business: Content Creator Position/Title/Relationship: Employee/Contractor Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My son plays soccer for the Barcelona Residency Academy and he has a TikTok account which recently reached the monetization level. I am listed as the adult for the account.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2024-02-09 |
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