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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-11-30
  • OH RA
    APPROVED
    Since 2017-11-30

Branch Locations

7426 Jager Ct, Cincinnati, OH 45230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Cincinnati OH 11/1999 01/2017
Invest Financial Corp Tampa FL 02/2017 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
  • 11/1999 → 01/2017
    Fidelity Investments
    Cincinnati, OH
  • 02/2017 → 11/2017
    Invest Financial Corp
    Tampa, FL
  • 11/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-02-08 → 2017-12-05
    Invest Financial Corporation
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2007-10-29 → 2017-01-30
    Covington, KY
    Blue Ash, OH
    Cincinnati, OH
    Covington, KY
    Covington, KY
Other Businesses

1. Accent Property Management, LLC-7418 Kingston View Ct.,Cincinnati, OH; 01/16/13; Owner/Landlord; NIR; 10/Month 0/Trading. 2. Euclid Property Management, LLC-7418 Kingston View Ct.,Cincinnati, OH; Owner/Landlord; NIR; 10/Month 0/Trading. 3. CIRA, 1776 Pleasant Plain Rd., Fairfield, IA; Advisory Rep of a RIA; INV Rel; 10/WK 10/Trading. 4. INTERDEPENDENT ADVISORS LLC, 7426 JAGER CT, CINCINNATI, OH, 01/01/2018.DIRECTOR OF COMPLIANCE & EDUCATION/ TO PROVIDE TAX AND LEGAL LIABILITY. INV REL-40/WK-30/TRADING. 5. SILVER TUN BREWING COMPANY LLC:DBA DEAD LOW BREWING COMPANY LLC, 5959 KELLOGG AVE, CINCINNATI, OH, 03/2018. PASSIVE INVESTOR. NIR-0/WK-0/TRADING. 6. HOOPLE HEAD HOLDINGS LLC, CINCINNATI, OH, 08/2019. LLC TO OWN RENTAL PROPERTY. NIR-10/MO-0/TRADING. 7. THE ROSSELOT FINANCIAL GROUP, 7426 JAGER CT, CINCINNATI, OH, DBA, OSJ DESIGNEE, 01/23/17, INV REL, 40/WK- 8/TRADING 8. CONCH REPUBLIC PARTNERS LLC / 1547 Vancross Court, Cincinnati OH 45230 / 03/07/2022 / NIR / MEMBER / 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S66 Uniform Combined State Law Examination
    2007-12-13
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09

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