Christopher Michael Rogers

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Seattle, WA
• 06/2022 → Present
  City National Bank
  Seattle, WA

Other Businesses

SOCIAL VENTURE PARTNERS-SEATTLE; ADDRESS: 220 2ND AVENUE SOUTH SUITE 200 SEATTLE, WA 98104; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 07/01/2014; CAPACITY: VOLUNTEER/PARTNER; DUTIES: PROVIDING STRATEGIC PLANNING, FINANCE, MARKETING & FUNDRAISING ADVICE.; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2 Name of Entity: Family Law CASA Address: 16300 Christensen Rd Suite 306 Tukwila, WA 98188 Investment/Not Investment Related (Yes or No): No Business Description: Volunteer Court Appointed Special Advocates give children a voice in court proceedings. Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 05/02/2022 Duties: Volunteer role with finance committee of the board, providing general investment education and support. Hours Devoted per month: 1 hour per week Hours Devoted during securities hours per month: 1

Exams

• S66 Uniform Combined State Law Examination
  2004-05-12