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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2004-07-14 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 03/2008 | Present |
| City National Bank | Seattle | WA | 06/2022 | Present |
SOCIAL VENTURE PARTNERS-SEATTLE; ADDRESS: 220 2ND AVENUE SOUTH SUITE 200 SEATTLE, WA 98104; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 07/01/2014; CAPACITY: VOLUNTEER/PARTNER; DUTIES: PROVIDING STRATEGIC PLANNING, FINANCE, MARKETING & FUNDRAISING ADVICE.; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2 Name of Entity: Family Law CASA Address: 16300 Christensen Rd Suite 306 Tukwila, WA 98188 Investment/Not Investment Related (Yes or No): No Business Description: Volunteer Court Appointed Special Advocates give children a voice in court proceedings. Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 05/02/2022 Duties: Volunteer role with finance committee of the board, providing general investment education and support. Hours Devoted per month: 1 hour per week Hours Devoted during securities hours per month: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-12 |
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