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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-04-07
AK RA APPROVED 2025-10-16
MI RA APPROVED 2025-10-07
WY RA APPROVED 2025-07-18
SD RA APPROVED 2024-11-08
OK RA APPROVED 2022-04-21
NC RA APPROVED 2021-07-26
OR RA APPROVED 2021-07-13
WA RA APPROVED 2021-06-10
ID RA APPROVED 2020-09-29
ME RA APPROVED 2019-12-12
AZ RA APPROVED 2019-12-10
TX RA APPROVED_RES 2019-06-18
CA RA APPROVED 2006-10-13
  • KY RA
    APPROVED
    Since 2026-04-07
  • AK RA
    APPROVED
    Since 2025-10-16
  • MI RA
    APPROVED
    Since 2025-10-07
  • WY RA
    APPROVED
    Since 2025-07-18
  • SD RA
    APPROVED
    Since 2024-11-08
  • OK RA
    APPROVED
    Since 2022-04-21
  • NC RA
    APPROVED
    Since 2021-07-26
  • OR RA
    APPROVED
    Since 2021-07-13
  • WA RA
    APPROVED
    Since 2021-06-10
  • ID RA
    APPROVED
    Since 2020-09-29
  • ME RA
    APPROVED
    Since 2019-12-12
  • AZ RA
    APPROVED
    Since 2019-12-10
  • TX RA
    APPROVED_RES
    Since 2019-06-18
  • CA RA
    APPROVED
    Since 2006-10-13

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Modesto CA 09/2006 Present
Agia Houston TX 12/2022 Present
  • 09/2006 → Present
    Valic Financial Advisors
    Modesto, CA
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

Rental property. 2424 Mable Ave, Modesto, CA 95357. Non investment-related. Commenced this activity 10/4/2017. Duties include to fix plumbing and electrical issues, general maintenance on two rental properties. 1% hours/month is devoted to this activity with none during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 2004-05-13
  • S66 Uniform Combined State Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13
Designations

View on SEC IAPD

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