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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2005 | Present |
| Bank Of America, N.A. | Austin | TX | 12/2012 | Present |
I*65706FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JARED AND CINDY FOXINVESTMENT RELATED: NADDRESS OF BUSINESS: 7105 B TREASURE COVE, AUSTIN, TEXAS 78745NATURE OF BUSINESS: OTHER, JOINT OWNERSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/19/2013NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LANDLORD - WILL BEGIN RENTING MY CONDO BY THE END OF AUGUSTI* 1605261For profit or not for profit: Name of outside business organization: Enterprises LLCInvestment related: noAddress of business: Austin, TXNature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 10/13/2023Number of hours devoted: 1 yearlyNumber of hours devoted during trading hours: 0Duties: LLC created to purchase and own one share of a bar. This is a passive private equity investment and I will have no responsibilities as it pertains to the bar business, I will only serve as a Member of the LLC I*3833291 Entity Type: Entity For Profit Name of OBA: J and C F Address: Taylor, Texas, 76574 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/2026 Number of Hours: 20, Yearly Number of Hours during trading: 0, Yearly Duties: Buy a cow and sell the calves at auction Ranch work throughout the year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
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