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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-01-06
  • TX RA
    APPROVED
    Since 2006-01-06

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 11/2005 Present
Bank Of America, N.A. Austin TX 12/2012 Present
Previous Registrations
Other Businesses

I*65706FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JARED AND CINDY FOXINVESTMENT RELATED: NADDRESS OF BUSINESS: 7105 B TREASURE COVE, AUSTIN, TEXAS 78745NATURE OF BUSINESS: OTHER, JOINT OWNERSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/19/2013NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LANDLORD - WILL BEGIN RENTING MY CONDO BY THE END OF AUGUSTI* 1605261For profit or not for profit: Name of outside business organization: Enterprises LLCInvestment related: noAddress of business: Austin, TXNature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 10/13/2023Number of hours devoted: 1 yearlyNumber of hours devoted during trading hours: 0Duties: LLC created to purchase and own one share of a bar. This is a passive private equity investment and I will have no responsibilities as it pertains to the bar business, I will only serve as a Member of the LLC I*3833291 Entity Type: Entity For Profit Name of OBA: J and C F Address: Taylor, Texas, 76574 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/2026 Number of Hours: 20, Yearly Number of Hours during trading: 0, Yearly Duties: Buy a cow and sell the calves at auction Ranch work throughout the year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-23
  • S66 Uniform Combined State Law Examination
    2004-07-23
Other Names
  • Jared Fox

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