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Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-03-01
  • CA RA
    APPROVED
    Since 2002-03-01

Branch Locations

1300 S El Camino Real Suite 300, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital, Inc. Lake St. Louis MO 08/2001 Present
  • 08/2001 → Present
    First Heartland Capital, Inc.
    Lake St. Louis, MO
Other Businesses

CRISAFI, PRYOR, AND FARQUHAR. Not investment related. OFFICE MANAGER. ADMINISTRATIVE. Tax prep services. start 12/29/04. Danielle Shinnick Bookkeeping Services. Not investment related. Book keeping services. Start 12/29/04. CROWN PROFESSIONAL FINANCIAL SERVICES. Investment related. SALE OF FINANCIAL PRODUCTS AND INSURANCE PRODUCTS. Start 12/1/06. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 8/27/01. Seasonal Rental Property. Not investment related. Cape Cod, MA. 1-2 hours/week. Start 1/24/17.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-20
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2002-02-20
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28

View on SEC IAPD

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