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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-03-01 |
Branch Locations
1300 S El Camino Real Suite 300, San Mateo, CA 94402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital, Inc. | Lake St. Louis | MO | 08/2001 | Present |
CRISAFI, PRYOR, AND FARQUHAR. Not investment related. OFFICE MANAGER. ADMINISTRATIVE. Tax prep services. start 12/29/04. Danielle Shinnick Bookkeeping Services. Not investment related. Book keeping services. Start 12/29/04. CROWN PROFESSIONAL FINANCIAL SERVICES. Investment related. SALE OF FINANCIAL PRODUCTS AND INSURANCE PRODUCTS. Start 12/1/06. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 8/27/01. Seasonal Rental Property. Not investment related. Cape Cod, MA. 1-2 hours/week. Start 1/24/17.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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