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Umb Private Wealth Management, LLC CRD 306374
$125M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-12 |
| MO | RA | APPROVED | 2026-05-12 |
Branch Locations
1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
4571 Guilford Rd, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Kansas City | MO | 02/2026 | Present |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | Present |
| Rockford Bank & Trust Co | Rockford | IL | 10/2006 | 12/2019 |
| Illinois Bank & Trust Co | Rockford | IL | 12/2019 | 11/2024 |
| First National Bank & Trust Co | Beloit | WI | 12/2024 | 02/2026 |
UMB Bank, N.A. Investment related, 1010 Grand Blvd - 3rd Floor, KC MO 64106, banking related private wealth management, Wealth Advisor, 03/2026, 40 hours/month, 30 hours/month during trading. Duties include Relationship management with existing clients and delivering holistic financial planning with clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
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