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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-08-05
TX RA APPROVED_RES 2014-05-20
GA RA APPROVED 2014-05-16
  • SC RA
    APPROVED
    Since 2020-08-05
  • TX RA
    APPROVED_RES
    Since 2014-05-20
  • GA RA
    APPROVED
    Since 2014-05-16

Branch Locations

933 Broad St, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Augusta GA 05/2014 Present
Bank Of America, N.A. Augusta GA 08/2014 Present
Previous Registrations
Other Businesses

I*1031266, Name of OBA: Rental Property 1 Address: North Myrtle Beach, SC Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 1/31/2022 No Hours: 10 Yearly No Hours during trading: 0 Duties: I*3156267 Entity Type: N/A Name of OBA:F O Address:Augusta Georgia Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/11/2025 No Hours: 1 Weekly No Hours during trading:0.5 Weekly Duties:Power of Attorney for Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-27
  • S66 Uniform Combined State Law Examination
    2004-04-27
Other Names
  • Brian O'SHea

View on SEC IAPD

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