Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03

Branch Locations

20180 Mack Ave, Grosse Pointe Woods, MI 48236 • United States

Pleasant Ridge, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities Detroit MI 02/2004 11/2023
Ameriprise Financial Services, Llc Grosse Pointe Woods MI 11/2023 Present
Previous Registrations
  • 2004-05-12 → 2023-11-03
    Comerica Securities
    Grosse Pointe Woods, MI
    Farmington, MI
    Grosse Pointe Woods, MI
Other Businesses

Outside Employment; Comerica Bank; wealth advisor and business development; Comerica Wealth Mgt; 20180 Mack Ave Ste 3, , Grosse Pointe Woods, MI, 48236; Investment-Related; 01/02/1990; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-18
S63 Uniform Securities Agent State Law Examination 2004-07-12
  • S65 Uniform Investment Adviser Law Examination
    2008-12-18
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Grosse Pointe Woods, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor