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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-11-12
TX RA APPROVED_RES 2020-11-12
  • AR RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

1805 West Main Street, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities San Diego CA 01/2004 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2013 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 Present
Cetera Advisors Llc Russellville AR 09/2022 Present
  • 01/2004 → 09/2022
    First Allied Securities
    San Diego, CA
  • 07/2013 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Russellville, AR
Previous Registrations
  • 2013-07-16 → 2020-11-12
    First Allied Advisory Services, Inc.
    Russellville, AR
Other Businesses

1. ADVANCED WEALTH MANAGEMENT,LLC; MANAGING MEMBER/PARTNER; DBA; START DATE 01/01/2012; 160 HRS. PER MONTH. 2. JARROD TOLAND - INSURANCE (IMO ANNUITY CONSULTANTS/STEPHANIE LUCAS); AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 01/01/2012; 16 HRS. PER MONTH. 3. JARROD TOLAND-OWNER;REAL ESTATE;START DATE 01/01/2016; 20 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-21
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S65 Uniform Investment Adviser Law Examination
    2013-06-21
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07

View on SEC IAPD

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