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Pine Capital CRD 129889
$81.5M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Commercial Street Suite 311, Portland, ME 04101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-01 |
| ME | RA | APPROVED | 2006-06-09 |
| MA | RA | APPROVED | 2005-01-13 |
Branch Locations
100 Commercial Street Suite 311, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pine Capital, Llc | Portland | ME | 03/1998 | Present |
| Winterstick Snowboards | Freeport | ME | 03/2001 | Present |
WINTERSTICK SNOWBOARDS IS A NON-INVESTMENT RELATED BUSINESS LOCATED IN, MAINE. WINTERSTICK SNOWBOARDS PRODUCES AND SELLS SNOWBOARDS. I HAVE BEEN THE MANAGING MEMBER OF THE COMPANY SINCE MARCH 2001 AND DEVOTE 15-20 HOURS/MONTH TO THIS BUSINESS, INCLUDING 1 HOUR/DAY DURING TRADING TIME. MY PRIMARY RESPONSIBILITY IS BUSINESS OVERSIGHT.ADDITIONALLY I SIT ON THE BOARD OF TRUSTEES AT CARRABASSETT VALLEY ACADEMY, WHICH IS A COLLEGE PREPRATORY SCHOOL IN MAINE.I AM THE MANAGING MEMBER OF PINE CAPITAL TIMBERLANDS LLC, WHICH IS A FORESTRY BUSINESS IN MAINE AND LASTLY I AM A PAID TRUSTEE FOR SEVERAL FAMILY INVESTMENT TRUSTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-10 |
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