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Raghunandan Krishnan

Potentia Wealth

San Jose, CA

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Current Employers
Potentia Wealth

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2024-04-01
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2024-04-01

Branch Locations

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fletcher Jones Motorcars Fremont CA 10/2015 07/2017
Self Employed Fremont CA 08/2017 08/2019
Lpl Financial, Llc San Jose CA 10/2019 Present
Mariner Independent Advisor Network, Llc San Jose CA 12/2019 03/2024
Potentia Ria, Llc San Jose CA 04/2024 Present
  • 10/2015 → 07/2017
    Fletcher Jones Motorcars
    Fremont, CA
  • 08/2017 → 08/2019
    Self Employed
    Fremont, CA
  • 10/2019 → Present
    Lpl Financial, Llc
    San Jose, CA
  • 12/2019 → 03/2024
    Mariner Independent Advisor Network, Llc
    San Jose, CA
  • 04/2024 → Present
    Potentia Ria, Llc
    San Jose, CA
Previous Registrations
Other Businesses

1. 9/1/2020 - POTENTIA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/2020 - 160 Hours Per Month/3 Hours During Securities Trading. 2. 09/28/2020 - POTENTIA WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/30/2020 - 160 Hours Per Month/During Securities Trading. 3. 04/02/2024 - POTENTIA RIA, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 100 Hours Per Month/ 20 Hours During Trading - I provide investment advisory services thru Potentia RIA, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 4. 06/27/2024 - OLD LANE SOLUTIONS LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/13/2019 - 12 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-18
  • S66 Uniform Combined State Law Examination
    2019-12-18

View on SEC IAPD

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