Best Investors
Account
Sign in
1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-04-01 |
Branch Locations
1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fletcher Jones Motorcars | Fremont | CA | 10/2015 | 07/2017 |
| Self Employed | Fremont | CA | 08/2017 | 08/2019 |
| Lpl Financial, Llc | San Jose | CA | 10/2019 | Present |
| Mariner Independent Advisor Network, Llc | San Jose | CA | 12/2019 | 03/2024 |
| Potentia Ria, Llc | San Jose | CA | 04/2024 | Present |
1. 9/1/2020 - POTENTIA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/2020 - 160 Hours Per Month/3 Hours During Securities Trading. 2. 09/28/2020 - POTENTIA WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/30/2020 - 160 Hours Per Month/During Securities Trading. 3. 04/02/2024 - POTENTIA RIA, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 100 Hours Per Month/ 20 Hours During Trading - I provide investment advisory services thru Potentia RIA, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 4. 06/27/2024 - OLD LANE SOLUTIONS LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/13/2019 - 12 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-18 |
Reach out to this advisor