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Kaon Nelson

Raymond James & Associates, Inc.

Rockville, MD

Burtonsville, MD

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-22
DC RA APPROVED 2013-02-13
MD RA APPROVED 2013-02-13
  • TX RA
    APPROVED
    Since 2023-06-22
  • DC RA
    APPROVED
    Since 2013-02-13
  • MD RA
    APPROVED
    Since 2013-02-13

Branch Locations

2101 Gaither Road Park Plaza I, Suite 100, Rockville, MD 20850 • United States

Burtonsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Rockville MD 02/2013 Present
Previous Registrations
  • 2011-04-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    Rockville, MD
  • 2009-06-01 → 2011-04-21
    Morgan Stanley
    Baltimore, MD
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Baltimore, MD
    Baltimore, MD
    New York, NY
    New York, NY
  • 2005-12-01 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-30
  • S66 Uniform Combined State Law Examination
    2005-11-30
Designations
Other Names
  • Kaon Brandford

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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