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Herbert Bruce Spencer

Morgan Stanley

Chattanooga, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • TN RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

820 Broad Street, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chattanooga TN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Chattanooga, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chattanooga, TN
  • 2004-06-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chattanooga, TN
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-26
  • S66 Uniform Combined State Law Examination
    2004-05-26
Other Names
  • H. Bruce Spencer
  • H. Bruce Spencer
  • H Bruce Spencer Jr
  • H Bruce Spencer
  • H Bruce Spencer Jr.
  • Herbert Bruce Spencer
  • H Bruce Spencer

View on SEC IAPD

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