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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-18
CA RA APPROVED 2008-10-20
  • TX RA
    APPROVED_RES
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2008-10-20

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 10/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-10-24
    Morgan Stanley & Co. Llc
    Santa Monica, CA
  • 2004-06-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Santa Monica, CA
    Santa Monica, CA
Other Businesses

1) FGSTYLE LLC / 15407 ROCKMEAD COURT HACIENDA HEIGHTS, CA 91745 / COMPANY / HOUSEHOLD GOODS & TEXTILES / ONLINE STORE FOR FASHION AND ACCESSORIES / PARTNER / NO DUTIES - ONLY SILENT PARTNER / START DATE 06/11/2012. 2) NAME OF OTHER BUSINESS: Karim Amiryani Revocable trust / INVESTMENT RELATED?: Yes / ADDRESS: 11099 Ophir Dr #305, Los Angeles, CA/ NATURE OF THE BUSINESS: Real Estate / POSITION: Owner / DUTIES: Landlord / START DATE: 8-12-2022 / HOURS DEVOTED TO BUSINESS: NA 3) k a r trust,owns two properties,caUnited States,property ownerStart date-8/20/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
  • S66 Uniform Combined State Law Examination
    2004-06-01
Other Names
  • Karim Amiryani

View on SEC IAPD

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