Ronald Lucas Brown

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial Llc
  Lexington, KY
• 01/2014 → Present
  Keystone Financial Group, Llc
  Lexington, KY

Previous Registrations

• 2009-06-03 → 2015-10-28
  Lpl Financial Llc
  Lexington, KY
  Lexington, KY
  Lexington, KY
• 2008-01-01 → 2009-06-04
  Wells Fargo Clearing Services, Llc
  Lexington, KY
  Lexington, KY
• 2004-11-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lexington, KY
  St. Louis, MO
  Lexington, KY

Other Businesses

(1) 04/01/2014: NO BUSINESS NAME - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT -SELLING LIFE INSURANCE DIRECT WITH NATIONAL GUARDIAN LIFE INSURANCE COMPANY. (2) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - REGISTERED INVESTMENT ADVISOR: (HYBRID) KEYSTONE FINANCIAL GROUP - 50% OF TIME SPENT - I AM NOT PROVIDING FINANCIAL PLANS OR ADVICE FOR HOURLY OR FIXED FEES. (3) 05/14/2014: NO BUSINESS NAME - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - SELLING LIFE, DISABILITY AND LONG TERM CARE INSURANCE DIRECT WITH CRUMP LIFE INSURANCE SERVICES. (4) 12/26/2014: R.L. BROWN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 535 WELLINGTON WAY STE 360, LEXINGTON, KY 40503-1389 - START 12/24/2014 - 160 HR/MO 100 DURING SECS TRDG HRS (5) 07/03/2015: NO BUSINESS NAME - INV REL - 135 WEST MAIN ST. SUITE 200 LEXINGTON, KY 40507 - REAL ESTATE RENTAL - START 07/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - SUBLEASING THE UPSTAIRS SUITE (UNIT 300) TO AN ACCOUNTING/BRAND MANAGEMENT FIRM NAMED ATHLETE ESSENTIALS GROUP LLC

Exams

• S66 Uniform Combined State Law Examination
  2004-11-27

Designations

Other Names

• Ronald Brown