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Daniel Schroeder

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-06
  • MO RA
    APPROVED
    Since 2024-11-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 06/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 12/2022
Wells Fargo Investment Institute St. Louis MO 12/2022 Present
Wells Fargo Clearing Services St. Louis MO 11/2024 Present
  • 06/2011 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → 12/2022
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 12/2022 → Present
    Wells Fargo Investment Institute
    St. Louis, MO
  • 11/2024 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Previous Registrations
Other Businesses

CERTIFIED PUBLIC ACCOUNTANT; NOT INV RELATED; JEFFERSON CITY, MO; CPA; START DATE 01/01/2007; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-17
  • S66 Uniform Combined State Law Examination
    2013-12-17
Other Names
  • Dan Scott Schroeder
  • Daniel Schroeder
  • Daniel Scott Schroeder

View on SEC IAPD

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