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Employer firm

The Huntington Investment Company CRD 16986

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-11
  • PA RA
    APPROVED
    Since 2024-04-11

Branch Locations

Jefferson Boro 1633 State Route 51 South, Jefferson Hills, PA 15025 • United States

Pittsburgh, PA • United States

Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 02/2012 08/2017
Rbc Capital Markets, Llc. Minneapolis MN 08/2017 06/2023
Pruco Securities Llc Canonsburg PA 08/2023 03/2024
The Prudential Insurance Company Of America Canonsburg PA 09/2023 03/2024
The Huntington Investment Company Columbus OH 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2020-09-04
Other Names
  • Richard Charles Matthews

View on SEC IAPD

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